Address
C3/204, Anushruti Tower, Next to Muktidham Derasar, Thaltej Cross Road, Thaltej, Ahmedabad, Gujarat - 380054
Address C3/204, Anushruti Tower, Next to Muktidham Derasar, Thaltej Cross Road, Thaltej, Ahmedabad, Gujarat - 380054
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Contacts

Location
C/203, Anushruti Tower, Next to Muktidham Derasar, Thaltej Cross Road, Ahmedabad
Email
info@hsmehta.com

SEBI Matters and IPO Services

  • Ensuring compliance with corporate governance requirements
  • Filing periodic disclosures with stock exchanges (quarterly, annual reports, shareholding patterns, etc.)
  • Advising on board and shareholder meeting procedures
  • Drafting disclosures such as outcome of board meetings, press releases, and investor communications
  • Ensuring timely submission of financial results, annual reports, and other mandated filings
  • Assisting in eligibility assessment for listing
  • Providing PCS Certifications to SEBI, Stock Exchange and Merchant Bankers
  • Certifying compliance with corporate laws and ICDR norms
  • Coordinating with merchant bankers, registrars, legal advisors, and stock exchanges
  • Ensuring compliance with disclosure requirements, lock-in norms, and pricing regulations
  • Advising on issue structure, minimum promoter contribution, and general corporate purposes
  • Drafting resolutions and offering post-issue compliance support
  • Advising on structuring and pricing of the rights issue
  • Coordinating with regulators for in-principle approvals
  • Ensuring compliance with record date, allotment procedures, and dispatch of letters of offer
  • Drafting board and shareholder resolutions as per ICDR and Companies Act
  • Ensuring compliance with pricing formula and valuation requirements
  • Advising on preferential allotment to promoters, strategic investors, or other classes
  • Handling post-allotment disclosures to stock exchanges and SEBI
  • Assisting in lock-in monitoring and post-issue filings
  • Advising on eligibility and structure of the issue
  • Drafting placement documents and offer materials
  • Verifying compliance with minimum allotment and pricing guidelines
  • Coordinating with merchant bankers and stock exchanges for disclosures
  • Drafting documentation for issue of bonus shares or sweat equity
  • Ensuring compliance with disclosure and procedural requirements
  • Advising on applicable exemptions and post-issue filings
  • Checking eligibility for fast-track route under Regulation 155
  • Assisting with reduced documentation, compliance statements, and certification requirements
  • Assisting in post-issue monitoring reports and filing of listing applications
  • Ensuring disclosures of utilization of funds, deviation statements, and submission of certificates from monitoring agencies
  • Advising on grievance redressal mechanisms and investor communication
  • Advising sponsors and managers on AIF registration (Category I, II, or III)
  • Assisting in preparation and submission of application to SEBI
  • Drafting Private Placement Memorandum (PPM) and Fund Documents
  • Ensuring ongoing compliance with investment conditions, reporting, disclosures to SEBI and investors
  • Advising on changes in structure, sponsors, or investment strategies requiring SEBI approvals
  • Advising on compliance during acquisitions, open offers, and takeovers
  • Filing of disclosures related to acquisitions or changes in shareholding
  • Assisting acquirers and target companies in fulfilling SEBI obligations
  • Drafting and reviewing codes of conduct for listed entities
  • Training and sensitizing designated persons on UPSI (Unpublished Price Sensitive Information)
  • Monitoring trading activities and advising on pre-clearance of trades
  • Ensuring maintenance of structured digital databases as per amended regulations
  • Advising on voluntary or compulsory delisting processes
  • Assisting in procedural compliance and shareholder approvals
  • Liaising with stock exchanges and merchant bankers
  • Advising on modes of buy-back (tender offer, open market, etc.)
  • Drafting public announcements and offer documents
  • Ensuring compliance with procedural timelines and disclosure
  • Drafting and vetting ESOP/ESPS schemes
  • Assisting in compliance with disclosure and reporting requirements
  • Advising on shareholder approvals and implementation
  • Liaison with RTAs to ensure compliance in share transfers, record maintenance, and investor grievances
  • Assisting companies in appointing debenture trustees
  • Ensuring proper creation of debenture trust deeds and security documents
  • Advising entities on registration and compliance
  • Preparing and filing of registration applications
  • Ongoing compliance and reporting